Job summary
| Job category | Administrative (Human Resources / Finance / Legal / Public Relations)／Legal Affairs / Intellectual Property / Credit Management / Compliance |
|---|---|
| Industry | Finance／ Securities / Investment Trusts |
| Employment type | Uncategorized |
| Position level | Other |
| Number of openings | 1 |
| Desired entry time | - |
| Required language skill |
English （Fluent） Japanese （Fluent） |
| Foreign language competence | - |
| Working hours | Others |
| Welfares / Leave systems | |
| Assistance in visa application | - |
| Number of foreign employees | - |
Work details
Company Overview
Major Asset Management Company looking for Senior Compliance Officer
Job Description
Working with the compliance team to ensure compliance standards are upheld for the company
-Provide advice regarding compliance,operations regarding marketing activities, various processes, investment schemes, etc.
-Provide Trainings
-Various projects
-Review, revise, enact regulations
Requirements
Compliance experience in Asset Management 5-7 yrs
Excellent communication in Japanese and English
Knowledge of Bonds and Stocks - also on operational monitoring
Additional Job Information
Tokyo based role
Experience in Asset management outside of compliance would also be considered
About interview
Liaison
Senior Compliance Officer
RGF HR Agent
1500 〜 2000 ten thousand JPY
