仕事概要
| 職種 | 管理部門系（人事、財務、法務、広報）／法務、知財、与信管理、コンプライアンス |
|---|---|
| 業種 | IT、通信、インターネット／ その他IT、通信、インターネット |
| 雇用形態 | 未分類 |
| ポジションレベル | 本部長/経営層レベル |
| 募集人数 | 1名 |
| 希望入社時期 | - |
| 必須語学力 | |
| 活かせる語学 | - |
| 勤務時間 | その他 |
| 福利厚生・休暇 | |
| ビザ取得支援 | - |
| 外国人従業員 | - |
仕事詳細
The Company:
A large and established global asset manager.
The Role:
Compliance Officer/ Trade Monitoring Officer
The role will report to the Head of Legal & Compliance
Will be responsible for trade monitoring and checking investment restrictions of funds.
Reviewing and approving marketing materials and pitch books
Responsible for compliance monitoring to ensure adequacy of business operation in including managing conflict of interest.
Required Skills and Experience:
Prior experience in either buy-side trading OR monitoring and surveillance to various buy-side trading such as dark pool trading.
Experience in trade monitoring at brokerage houses or regulatory bodies is also welcome.
Strong communication skills (both written and oral) in English language.
Proficient in Excel and Bloomberg.
CMA or CFA is preferred.
面接について
連絡先
Trade Monitoring/ Compliance Manager
RGFタレントソリューションズ株式会社
800 〜 1400 万円
