Job summary
Job category | Administrative (Human Resources / Finance / Legal / Public Relations)/Legal Affairs / Intellectual Property / Credit Management / Compliance |
---|---|
Industry | IT / Communications / Internet/ Other IT / Communications / Internet |
Employment type | Uncategorized |
Position level | Other |
Number of openings | 1 |
Desired entry time | - |
Required language skill |
English (Fluent) Japanese (Fluent) |
Foreign language competence | - |
Working hours | Others |
Welfares / Leave systems | |
Assistance in visa application | - |
Number of foreign employees | - |
Work details
Company Overview
Investment Management Company Looking for Compliance Analyst
Job Description
- Work closely with the Compliance Officer ensuring that the policy and procedure reflects local rules and regulations
- Support reviewing or creating the policy and procedure.
- Assist with any new regulatory risk assessment processes,
- Complete regular and regulatory filings and and other documentation with regulatory bodies
- Review marketing materials for all groups to ensure compliance with local regulations.
- Participate in department or firm-wide projects
- Deliver trainings for compliance
- Provide advice to the business, and handle issues that arise
Requirements
- Good understanding of asset management business. With 5 years of industry experience in control functions (ex. compliance, risk management or audit) preferred.
- Be self-motivated, and has the ability to work independently as well as in a team environment
- Inquisitive mindset and good analytical and problem-solving skills
- Good organizational skills and administration skills with the ability to manage assignments
- Ability to learn quickly and seek responsibility in response to unique challenges
- Functional English language skills
Additional Job Information
Based in Tokyo
About interview
Liaison
Compliance Analyst
RGF HR Agent
800 〜 900 ten thousand JPY